Wells notice
id:
wells-notice-310-18142549
title:
Wells notice
text:
A Wells notice is a letter that the U.S. Securities and Exchange Commission (SEC) sends to people or firms at the conclusion of an SEC investigation that states the SEC is planning to bring an enforcement action against them. The notice informs the people or the firm in question that the SEC has concluded that they should be charged with violation of the securities laws. The notice indicates that the SEC staff has determined it may bring a civil action against a person or firm, and provides the
brand slug:
wiki
category slug:
encyclopedia
description:
Notice of enforcement action by the U.S. Securities and Exchange Commission
original url:
https://en.wikipedia.org/wiki/Wells_notice
date created:
date modified:
2023-06-07T06:30:06Z
main entity:
{"identifier":"Q7981728","url":"https://www.wikidata.org/entity/Q7981728"}
image:
fields total:
13
integrity:
14