Series 14 exam
id:
series-14-exam-300-7534158
title:
Series 14 exam
text:
The Series 14 – NYSE Compliance Official exam is a qualification examination administered to compliance officials at New York Stock Exchange (NYSE) registered broker-dealers. The 110-question test is intended to ensure that individuals designated as having overall day-to-day compliance responsibilities for their firms, or who directly supervise ten or more persons engaged in compliance activity, have the knowledge, skills, and abilities necessary to carry out their job responsibilities. The Seri
brand slug:
wiki
category slug:
encyclopedia
description:
Exam at the New York Stock Exchange
original url:
https://en.wikipedia.org/wiki/Series_14_exam
date created:
date modified:
2023-07-12T13:33:23Z
main entity:
{"identifier":"Q7454795","url":"https://www.wikidata.org/entity/Q7454795"}
image:
fields total:
13
integrity:
14