Selling away
id:
selling-away-164-1974033
title:
Selling away
text:
Selling away in the U.S. securities brokerage industry is the inappropriate practice of an investment professional who sells, or solicits the sale of, securities not held or offered by the brokerage firm with which he is associated (affiliated). An example of the term expressed in a sentence is, "The broker was selling investments away from the firm." Brokers marketing securities must have obtained the appropriate securities licenses for various types of investments. Brokers in the U.S. may be "
brand slug:
wiki
category slug:
encyclopedia
description:
original url:
https://en.wikipedia.org/wiki/Selling_away
date created:
2009-05-12T21:30:00Z
date modified:
2024-08-28T17:43:44Z
main entity:
{"identifier":"Q7448663","url":"https://www.wikidata.org/entity/Q7448663"}
image:
fields total:
13
integrity:
14